Axial Commons

Existentialism

The Birth of Tragedy

tr. William A. Haussmann (1909) · published 1909, before 1930 · source

BoT Volume One, §19 ¶1

We cannot designate the intrinsic substance of Socratic culture more distinctly than by calling it the culture of the opera: for it is in this department that culture has expressed itself with special naïveté concerning its aims and perceptions, which is sufficiently surprising when we compare the genesis of the opera and the facts of operatic development with the eternal truths of the Apollonian and Dionysian. I call to mind first of all the origin of the stilo rappresentativo and the recitative. Is it credible that this thoroughly externalised operatic music, incapable of devotion, could be received and cherished with enthusiastic favour, as a re-birth, as it were, of all true music, by the very age in which the ineffably sublime and sacred music of Palestrina had originated? And who, on the other hand, would think of making only the diversion-craving luxuriousness of those Florentine circles and the vanity of their dramatic singers responsible for the love of the opera which spread with such rapidity? That in the same age, even among the same people, this passion for a half-musical mode of speech should awaken alongside of the vaulted structure of Palestrine harmonies which the entire Christian Middle Age had been building up, I can explain to myself only by a co-operating extra-artistic tendency in the essence of the recitative.

BoT Volume One, §19 ¶2

The listener, who insists on distinctly hearing the words under the music, has his wishes met by the singer in that he speaks rather than sings, and intensifies the pathetic expression of the words in this half-song: by this intensification of the pathos he facilitates the understanding of the words and surmounts the remaining half of the music. The specific danger which now threatens him is that in some unguarded moment he may give undue importance to music, which would forthwith result in the destruction of the pathos of the speech and the distinctness of the words: while, on the other hand, he always feels himself impelled to musical delivery and to virtuose exhibition of vocal talent. Here the "poet" comes to his aid, who knows how to provide him with abundant opportunities for lyrical interjections, repetitions of words and sentences, etc., - at which places the singer, now in the purely musical element, can rest himself without minding the words. This alternation of emotionally impressive, yet only half-sung speech and wholly sung interjections, which is characteristic of the stilo rappresentativo, this rapidly changing endeavour to operate now on the conceptional and representative faculty of the hearer, now on his musical sense, is something so thoroughly unnatural and withal so intrinsically contradictory both to the Apollonian and Dionysian artistic impulses, that one

BoT Volume One, §19 ¶3

has to infer an origin of the recitative foreign to all artistic instincts. The recitative must be defined, according to this description, as the combination of epic and lyric delivery, not indeed as an intrinsically stable combination which could not be attained in the case of such totally disparate elements, but an entirely superficial mosaic conglutination, such as is totally unprecedented in the domain of nature and experience. But this was not the opinion of the inventors of the recitative: they themselves, and their age with them, believed rather that the mystery of antique music had been solved by this stilo rappresentativo, in which, as they thought, the only explanation of the enormous influence of an Orpheus, an Amphion, and even of Greek tragedy was to be found. The new style was regarded by them as the re-awakening of the most effective music, the Old Greek music: indeed, with the universal and popular conception of the Homeric world as the primitive world, they could abandon themselves to the dream of having descended once more into the paradisiac beginnings of mankind, wherein music also must needs have had the unsurpassed purity, power, and innocence of which the poets could give such touching accounts in their pastoral plays. Here we see into the internal process of development of this thoroughly modern variety

BoT Volume One, §19 ¶4

of art, the opera: a powerful need here acquires an art, but it is a need of an unæsthetic kind: the yearning for the idyll, the belief in the prehistoric existence of the artistic, good man. The recitative was regarded as the rediscovered language of this primitive man; the opera as the recovered land of this idyllically or heroically good creature, who in every action follows at the same time a natural artistic impulse, who sings a little along with all he has to say, in order to sing immediately with full voice on the slightest emotional excitement. It is now a matter of indifference to us that the humanists of those days combated the old ecclesiastical representation of man as naturally corrupt and lost, with this new-created picture of the paradisiac artist: so that opera may be understood as the oppositional dogma of the good man, whereby however a solace was at the same time found for the pessimism to which precisely the seriously-disposed men of that time were most strongly incited, owing to the frightful uncertainty of all conditions of life. It is enough to have perceived that the intrinsic charm, and therefore the genesis, of this new form of art lies in the gratification of an altogether unæsthetic need, in the optimistic glorification of man as such,

BoT Volume One, §19 ¶5

in the conception of the primitive man as the man naturally good and artistic: a principle of the opera which has gradually changed into a threatening and terrible demand, which, in face of the socialistic movements of the present time, we can no longer ignore. The "good primitive man" wants his rights: what paradisiac prospects!

BoT Volume One, §19 ¶6

I here place by way of parallel still another equally obvious confirmation of my view that opera is built up on the same principles as our Alexandrine culture. Opera is the birth of the theoretical man, of the critical layman, not of the artist: one of the most surprising facts in the whole history of art. It was the demand of thoroughly unmusical hearers that the words must above all be understood, so that according to them a re-birth of music is only to be expected when some mode of singing has been discovered in which the text-word lords over the counterpoint as the master over the servant. For the words, it is argued, are as much nobler than the accompanying harmonic system as the soul is nobler than the body. It was in accordance with the laically unmusical crudeness of these views that the combination of music, picture and expression was effected in the beginnings of the opera: in the spirit of this æsthetics the first experiments were also made in the leading laic circles of Florence by the poets and singers patronised there. The man incapable of art creates for himself a species of art precisely because he is the inartistic man as such. Because he does not divine the Dionysian depth of music, he changes his musical taste into appreciation of the understandable word-and-tone-rhetoric of the passions in the stilo rappresentativo, and into the voluptuousness of the arts of song; because he is unable to behold a vision, he forces the machinist and the decorative artist into his service; because he cannot apprehend the true nature of the artist, he conjures up the "artistic primitive man" to suit his taste, that is, the man who sings and recites verses under the influence of passion. He dreams himself into a time when passion suffices to generate songs and poems: as if emotion had ever been able to create anything artistic. The postulate of the opera is a false belief concerning the artistic process, in fact, the idyllic belief that every sentient man is an artist. In the sense of this belief, opera is the expression of the taste of the laity in art, who dictate their laws with the cheerful optimism of the theorist.

BoT Volume One, §19 ¶7

Should we desire to unite in one the two conceptions just set forth as influential in the origin of opera, it would only remain for us to speak of an idyllic tendency of the opera: in which connection we may avail ourselves exclusively of the phraseology and illustration of Schiller. "Nature and the ideal," he says, "are either objects of grief, when the former is represented as lost, the latter unattained; or both are objects of joy, in that they are represented as real. The first case furnishes the elegy in its narrower signification, the second the idyll in its widest sense." Here we must at once call attention to the common characteristic of these two conceptions in operatic genesis, namely, that in them the ideal is not regarded as unattained or nature as lost Agreeably to this sentiment, there was a primitive age of man when he lay close to the heart of nature, and, owing to this naturalness, had attained the ideal of mankind in a paradisiac goodness and artist-organisation: from which perfect primitive man all of us were supposed to be descended; whose faithful copy we were in fact still said to be: only we had to cast off some few things in order to recognise ourselves once more as this primitive man, on the strength of a voluntary renunciation of superfluous learnedness, of super-abundant culture. It was to such a concord of nature and the ideal, to an idyllic reality, that the cultured man of the Renaissance suffered himself to be led back by his operatic imitation of Greek tragedy; he made use of this tragedy, as Dante made use of Vergil, in order to be led up to the gates of paradise: while from this point he went on without assistance and passed over from an imitation of the highest form of Greek art to a "restoration of all things," to an imitation of man's original art-world. What delightfully naïve hopefulness of these daring endeavours, in the very heart of theoretical culture! - solely to be explained by the comforting belief, that "man-in-himself" is the eternally virtuous hero of the opera, the eternally fluting or singing shepherd, who must always in the end rediscover himself as such, if he has at any time really lost himself; solely the fruit of the optimism, which here rises like a sweetishly seductive column of vapour out of the depth of the Socratic conception of the world.

BoT Volume One, §19 ¶8

The features of the opera therefore do not by any means exhibit the elegiac sorrow of an eternal loss, but rather the cheerfulness of eternal rediscovery, the indolent delight in an idyllic reality which one can at least represent to one's self each moment as real: and in so doing one will perhaps surmise some day that this supposed reality is nothing but a fantastically silly dawdling, concerning which every one, who could judge it by the terrible earnestness of true nature and compare it with the actual primitive scenes of the beginnings of mankind, would have to call out with loathing: Away with the phantom! Nevertheless one would err if one thought it possible to frighten away merely by a vigorous shout such a dawdling thing as the opera, as if it were a spectre. He who would destroy the opera must join issue with Alexandrine cheerfulness, which expresses itself so naïvely therein concerning its favourite representation; of which in fact it is the specific form of art. But what is to be expected for art itself from the operation of a form of art, the beginnings of which do not at all lie in the æsthetic province; which has rather stolen over from a half-moral sphere into the artistic domain, and has been able only now and then

BoT Volume One, §19 ¶9

to delude us concerning this hybrid origin? By what sap is this parasitic opera-concern nourished, if not by that of true art? Must we not suppose that the highest and indeed the truly serious task of art - to free the eye from its glance into the horrors of night and to deliver the "subject" by the healing balm of appearance from the spasms of volitional agitations - will degenerate under the influence of its idyllic seductions and Alexandrine adulation to an empty dissipating tendency, to pastime? What will become of the eternal truths of the Dionysian and Apollonian in such an amalgamation of styles as I have exhibited in the character of the stilo rappresentativo? where music is regarded as the servant, the text as the master, where music is compared with the body, the text with the soul? where at best the highest aim will be the realisation of a paraphrastic tone-painting, just as formerly in the New Attic Dithyramb? where music is completely alienated from its true dignity of being, the Dionysian mirror of the world, so that the only thing left to it is, as a slave of phenomena, to imitate the formal character thereof, and to excite an external pleasure in the play of lines and proportions. On close observation, this fatal influence of the opera on music is

BoT Volume One, §19 ¶10

seen to coincide absolutely with the universal development of modern music; the optimism lurking in the genesis of the opera and in the essence of culture represented thereby, has, with alarming rapidity, succeeded in divesting music of its Dionyso-cosmic mission and in impressing on it a playfully formal and pleasurable character: a change with which perhaps only the metamorphosis of the Æschylean man into the cheerful Alexandrine man could be compared.

BoT Volume One, §19 ¶11

If, however, in the exemplification herewith indicated we have rightly associated the evanescence of the Dionysian spirit with a most striking, but hitherto unexplained transformation and degeneration of the Hellene - what hopes must revive in us when the most trustworthy auspices guarantee the reverse process, the gradual awakening of the Dionysian spirit in our modern world! It is impossible for the divine strength of Herakles to languish for ever in voluptuous bondage to Omphale. Out of the Dionysian root of the German spirit a power has arisen which has nothing in common with the primitive conditions of Socratic culture, and can neither be explained nor excused thereby, but is rather regarded by this culture as something terribly inexplicable and overwhelmingly hostile, - namely, German music as we have to understand it, especially in its vast solar orbit from Bach to Beethoven, from Beethoven to Wagner. What even under the most favourable circumstances can the knowledge-craving Socratism of our days do with this demon rising from unfathomable depths? Neither by means of the zig-zag and arabesque work of operatic melody, nor with the aid of the arithmetical counting board of fugue and contrapuntal dialectics is the formula to be found, in the trebly powerful light of which one could subdue this demon and compel it to speak. What a spectacle, when our æsthetes, with a net of "beauty" peculiar to themselves, now pursue and clutch at the genius of music romping about before them with incomprehensible life, and in so doing display activities which are not to be judged by the standard of eternal beauty any more than by the standard of the sublime. Let us but observe these patrons of music as they are, at close range, when they call out so indefatigably "beauty! beauty!" to discover whether they have the marks of nature's darling children who are fostered and fondled in the lap of the beautiful, or whether they do not rather seek a disguise for their own rudeness, an æsthetical pretext for their own unemotional insipidity: I am thinking here, for instance, of Otto Jahn. But let the liar and the hypocrite beware of our German music: for in the midst of all our culture it is really the only genuine, pure and purifying fire-spirit from which and towards which, as in the teaching of the great Heraclitus of Ephesus, all things move in a double orbit-all that we now call culture, education, civilisation, must appear some day before the unerring judge, Dionysus.

BoT Volume One, §19 ¶12

Let us recollect furthermore how Kant and Schopenhauer made it possible for the spirit of German philosophy streaming from the same sources to annihilate the satisfied delight in existence of scientific Socratism by the delimitation of the boundaries thereof; how through this delimitation an infinitely profounder and more serious view of ethical problems and of art was inaugurated, which we may unhesitatingly designate as Dionysian wisdom comprised in concepts. To what then does the mystery of this oneness of German music and philosophy point, if not to a new form of existence, concerning the substance of which we can only inform ourselves presentiently from Hellenic analogies? For to us who stand on the boundary line between two different forms of existence, the Hellenic prototype retains the immeasurable value, that therein all these transitions and struggles are imprinted in a classically instructive form: except that we, as it were, experience analogically in reverse order the chief epochs of the Hellenic genius, and seem now, for instance, to pass backwards from the Alexandrine age to the period of tragedy. At the same time we have the feeling that the birth of a tragic age betokens only a return to itself of the German spirit, a blessed self-rediscovering after excessive and urgent external influences have for a long time compelled it, living as it did in helpless barbaric formlessness, to servitude under their form. It may at last, after returning to the primitive source of its being, venture to stalk along boldly and freely before all nations without hugging the leading-strings of a Romanic civilisation: if only it can learn implicitly of one people - the Greeks, of whom to learn at all is itself a high honour and a rare distinction. And when did we require these highest of all teachers more than at present, when we experience a re-birth of tragedy and are in danger alike of not knowing whence it comes, and of being unable to make clear to ourselves whither it tends.

BoT Volume One, §20 ¶1

It may be weighed some day before an impartial judge, in what time and in what men the German spirit has thus far striven most resolutely to learn of the Greeks: and if we confidently assume that this unique praise must be accorded to the noblest intellectual efforts of Goethe, Schiller, and Winkelmann, it will certainly have to be added that since their time, and subsequently to the more immediate influences of these efforts, the endeavour to attain to culture and to the Greeks by this path has in an incomprehensible manner grown feebler and feebler. In order not to despair altogether of the German spirit, must we not infer therefrom that possibly, in some essential matter, even these champions could not penetrate into the core of the Hellenic nature, and were unable to establish a permanent friendly alliance between German and Greek culture? So that perhaps an unconscious perception of this shortcoming might raise also in more serious minds the disheartening doubt as to whether after such predecessors they could advance still farther on this path of culture, or could reach the goal at all. Accordingly, we see the opinions concerning the value of Greek contribution to culture degenerate since that time in the most alarming manner; the expression of compassionate superiority may be heard in the most heterogeneous

BoT Volume One, §20 ¶2

intellectual and non-intellectual camps, and elsewhere a totally ineffective declamation dallies with "Greek harmony," "Greek beauty," "Greek cheerfulness." And in the very circles whose dignity it might be to draw indefatigably from the Greek channel for the good of German culture, in the circles of the teachers in the higher educational institutions, they have learned best to compromise with the Greeks in good time and on easy terms, to the extent often of a sceptical abandonment of the Hellenic ideal and a total perversion of the true purpose of antiquarian studies. If there be any one at all in these circles who has not completely exhausted himself in the endeavour to be a trustworthy corrector of old texts or a natural-history microscopist of language, he perhaps seeks also to appropriate Grecian antiquity "historically" along with other antiquities, and in any case according to the method and with the supercilious air of our present cultured historiography. When, therefore, the intrinsic efficiency of the higher educational institutions has never perhaps been lower or feebler than at present, when the "journalist," the paper slave of the day, has triumphed over the academic teacher in all matters pertaining to culture, and there only remains to the latter the often previously experienced metamorphosis of now fluttering also, as a cheerful cultured butterfly, in the idiom

BoT Volume One, §20 ¶3

of the journalist, with the "light elegance" peculiar thereto - with what painful confusion must the cultured persons of a period like the present gaze at the phenomenon (which can perhaps be comprehended analogically only by means of the profoundest principle of the hitherto unintelligible Hellenic genius) of the reawakening of the Dionysian spirit and the re-birth of tragedy? Never has there been another art-period in which so-called culture and true art have been so estranged and opposed, as is so obviously the case at present. We understand why so feeble a culture hates true art; it fears destruction thereby. But must not an entire domain of culture, namely the Socratic-Alexandrine, have exhausted its powers after contriving to culminate in such a daintily-tapering point as our present culture? When it was not permitted to heroes like Goethe and Schiller to break open the enchanted gate which leads into the Hellenic magic mountain, when with their most dauntless striving they did not get beyond the longing gaze which the Goethean Iphigenia cast from barbaric Tauris to her home across the ocean, what could the epigones of such heroes hope for, if the gate should not open to them suddenly of its own accord, in an entirely different position, quite overlooked in all endeavours of culture hitherto - amidst the mystic tones of reawakened tragic music.

BoT Volume One, §20 ¶4

Let no one attempt to weaken our faith in an impending re-birth of Hellenic antiquity; for in it alone we find our hope of a renovation and purification of the German spirit through the fire-magic of music. What else do we know of amidst the present desolation and languor of culture, which could awaken any comforting expectation for the future? We look in vain for one single vigorously-branching root, for a speck of fertile and healthy soil: there is dust, sand, torpidness and languishing everywhere! Under such circumstances a cheerless solitary wanderer could choose for himself no better symbol than the Knight with Death and the Devil, as Dürer has sketched him for us, the mail-clad knight, grim and stern of visage, who is able, unperturbed by his gruesome companions, and yet hopelessly, to pursue his terrible path with horse and hound alone. Our Schopenhauer was such a Dürerian knight: he was destitute of all hope, but he sought the truth. There is not his equal.

BoT Volume One, §20 ¶5

But how suddenly this gloomily depicted wilderness of our exhausted culture changes when the Dionysian magic touches it! A hurricane seizes everything decrepit, decaying, collapsed, and stunted; wraps it whirlingly into a red cloud of dust; and carries it like a vulture into the air. Confused thereby, our glances seek for what has vanished: for what they see is something risen to the golden light as from a depression, so full and green, so luxuriantly alive, so ardently infinite. Tragedy sits in the midst of this exuberance of life, sorrow and joy, in sublime ecstasy; she listens to a distant doleful song - it tells of the Mothers of Being, whose names are: Wahn, Wille, Wehe - Yes, my friends, believe with me in Dionysian life and in the re-birth of tragedy. The time of the Socratic man is past: crown yourselves with ivy, take in your hands the thyrsus, and do not marvel if tigers and panthers lie down fawning at your feet. Dare now to be tragic men, for ye are to be redeemed! Ye are to accompany the Dionysian festive procession from India to Greece! Equip yourselves for severe conflict, but believe in the wonders of your god!

BoT Volume One, §21 ¶1

Gliding back from these hortative tones into the mood which befits the contemplative man, I repeat that it can only be learnt from the Greeks what such a sudden and miraculous awakening of tragedy must signify for the essential basis of a people's life. It is the people of the tragic mysteries who fight the battles with the Persians: and again, the people who waged such wars required tragedy as a necessary healing potion. Who would have imagined that there was still such a uniformly powerful effusion of the simplest political sentiments, the most natural domestic instincts and the primitive manly delight in strife in this very people after it had been shaken to its foundations for several generations by the most violent convulsions of the Dionysian demon? If at every considerable spreading of the Dionysian commotion one always perceives that the Dionysian loosing from the shackles of the individual makes itself felt first of all in an increased encroachment on the political instincts, to the extent of indifference, yea even hostility, it is certain, on the other hand, that the state-forming Apollo is also the genius of the principium individuationis, and that the state and domestic sentiment cannot live without an assertion of individual personality. There is only one way from orgasm for a people, - the way to Indian Buddhism, which, in order to be at all endured with its longing for nothingness, requires the rare ecstatic states with their elevation above space, time, and the individual; just as these in turn demand a philosophy which teaches how to overcome the indescribable depression of the intermediate states by means of a fancy. With the same necessity, owing to the unconditional dominance of political impulses, a people drifts into a path of extremest secularisation, the most magnificent, but also the most terrible expression of which is the Roman imperium.

BoT Volume One, §21 ¶2

Placed between India and Rome, and constrained to a seductive choice, the Greeks succeeded in devising in classical purity still a third form of life, not indeed for long private use, but just on that account for immortality. For it holds true in all things that those whom the gods love die young, but, on the other hand, it holds equally true that they then live eternally with the gods. One must not demand of what is most noble that it should possess the durable toughness of leather; the staunch durability, which, for instance, was inherent in the national character of the Romans, does not probably belong to the indispensable predicates of perfection. But if we ask by what physic it was possible for the Greeks, in their best period, notwithstanding the extraordinary strength of their Dionysian and political impulses, neither to exhaust themselves by ecstatic brooding, nor by a consuming scramble for empire and worldly honour, but to attain the splendid mixture which we find in a noble, inflaming, and contemplatively disposing wine, we must remember the enormous power of tragedy, exciting, purifying, and disburdening the entire life of a people; the highest value of which we shall divine only when, as in the case of the Greeks, it appears to us as the essence of all the prophylactic healing forces, as the mediator arbitrating between the strongest and most inherently fateful characteristics of a people.

BoT Volume One, §21 ¶3

Tragedy absorbs the highest musical orgasm into itself, so that it absolutely brings music to perfection among the Greeks, as among ourselves; but it then places alongside thereof tragic myth and the tragic hero, who, like a mighty Titan, takes the entire Dionysian world on his shoulders and disburdens us thereof; while, on the other hand, it is able by means of this same tragic myth, in the person of the tragic hero, to deliver us from the intense longing for this existence, and reminds us with warning hand of another existence and a higher joy, for which the struggling hero prepares himself presentiently by his destruction, not by his victories. Tragedy sets a sublime symbol, namely the myth between the universal authority of its music and the receptive Dionysian hearer, and produces in him the illusion that music is only the most effective means for the animation of the plastic world of myth. Relying upon this noble illusion, she can now move her limbs for the dithyrambic dance, and abandon herself unhesitatingly to an orgiastic feeling of freedom, in which she could not venture to indulge as music itself, without this illusion. The myth protects us from the music, while, on the other hand, it alone gives the highest freedom thereto. By way of return for this service, music imparts to tragic myth such an impressive and convincing metaphysical significance as could never be attained by word and image, without this unique aid; and the tragic spectator in particular experiences thereby the sure presentiment of supreme joy to which the path through destruction and negation leads; so that he thinks he hears, as it were, the innermost abyss of things speaking audibly to him.

BoT Volume One, §21 ¶4

If in these last propositions I have succeeded in giving perhaps only a preliminary expression, intelligible to few at first, to this difficult representation, I must not here desist from stimulating my friends to a further attempt, or cease from beseeching them to prepare themselves, by a detached example of our common experience, for the perception of the universal proposition. In this example I must not appeal to those who make use of the pictures of the scenic processes, the words and the emotions of the performers, in order to approximate thereby to musical perception; for none of these speak music as their mother-tongue, and, in spite of the aids in question, do not get farther than the precincts of musical perception, without ever being allowed to touch its innermost shrines; some of them, like Gervinus, do not even reach the precincts by this path. I have only to address myself to those who, being immediately allied to music, have it as it were for their mother's lap, and are connected with things almost exclusively by unconscious musical relations. I ask the question of these genuine musicians: whether they can imagine a man capable of hearing the third act of Tristan und Isolde without any aid of word or scenery, purely as a vast symphonic period, without expiring by a spasmodic distention of all the wings of the soul? A man who has thus, so to speak, put his ear to the heart-chamber of the cosmic will, who feels the furious desire for existence issuing therefrom as a thundering stream or most gently dispersed brook, into all the veins of the world, would he not collapse all at once? Could he endure, in the wretched fragile tenement of the human individual, to hear the re-echo of countless cries of joy and sorrow from the "vast void of cosmic night," without flying irresistibly towards his primitive home at the sound of this pastoral dance-song of metaphysics? But if, nevertheless, such a work can be heard as a whole, without a renunciation of individual existence, if such a creation could be created without demolishing its creator - where are we to get the solution of this contradiction?

BoT Volume One, §21 ¶5

Here there interpose between our highest musical excitement and the music in question the tragic myth and the tragic hero - in reality only as symbols of the most universal facts, of which music alone can speak directly. If, however, we felt as purely Dionysian beings, myth as a symbol would stand by us absolutely ineffective and unnoticed, and would never for a moment prevent us from giving ear to the re-echo of the universalia ante rem. Here, however, the Apollonian power, with a view to the restoration of the well-nigh shattered individual, bursts forth with the healing balm of a blissful illusion: all of a sudden we imagine we see only Tristan, motionless, with hushed voice saying to himself: "the old tune, why does it wake me?" And what formerly interested us like a hollow sigh from the heart of being, seems now only to tell us how "waste and void is the sea." And when, breathless, we thought to expire by a convulsive distention of all our feelings, and only a slender tie bound us to our present existence, we now hear and see only the hero wounded to death and still not dying, with his despairing cry: "Longing! Longing! In dying still longing! for longing not dying!" And if formerly, after such a surplus and superabundance of consuming agonies, the jubilation of the born rent our hearts almost like the very acme of agony, the rejoicing Kurwenal now stands between us and the "jubilation as such," with face turned toward the ship which carries Isolde. However powerfully fellow-suffering encroaches upon us, it nevertheless delivers us in a manner from the primordial suffering of the world, just as the symbol-image of the myth delivers us from the immediate perception of the highest cosmic idea, just as the thought and word deliver us from the unchecked effusion of the unconscious will. The glorious Apollonian illusion makes it appear as if the very realm of tones presented itself to us as a plastic cosmos, as if even the fate of Tristan and Isolde had been merely formed and moulded therein as out of some most delicate and impressible material.

BoT Volume One, §21 ¶6

Thus does the Apollonian wrest us from Dionysian universality and fill us with rapture for individuals; to these it rivets our sympathetic emotion, through these it satisfies the sense of beauty which longs for great and sublime forms; it brings before us biographical portraits, and incites us to a thoughtful apprehension of the essence of life contained therein. With the immense potency of the image, the concept, the ethical teaching and the sympathetic emotion - the Apollonian influence uplifts man from his orgiastic self-annihilation, and beguiles him concerning the universality of the Dionysian process into the belief that he is seeing a detached picture of the world, for instance, Tristan and Isolde, and that, through music, he will be enabled to see it still more clearly and intrinsically. What can the healing magic of Apollo not accomplish when it can even excite in us the illusion that the Dionysian is actually in the service of the Apollonian, the effects of which it is capable of enhancing; yea, that music is essentially the representative art for an Apollonian substance?

BoT Volume One, §21 ¶7

With the pre-established harmony which obtains between perfect drama and its music, the drama attains the highest degree of conspicuousness, such as is usually unattainable in mere spoken drama. As all the animated figures of the scene in the independently evolved lines of melody simplify themselves before us to the distinctness of the catenary curve, the coexistence of these lines is also audible in the harmonic change which sympathises in a most delicate manner with the evolved process: through which change the relations of things become immediately perceptible to us in a sensible and not at all abstract manner, as we likewise perceive thereby that it is only in these relations that the essence of a character and of a line of melody manifests itself clearly. And while music thus compels us to see more extensively and more intrinsically than usual, and makes us spread out the curtain of the scene before ourselves like some delicate texture, the world of the stage is as infinitely expanded for our spiritualised, introspective eye as it is illumined outwardly from within. How can the word-poet furnish anything analogous, who strives to attain this internal expansion and illumination of the visible stage-world by a much more imperfect mechanism and an indirect path, proceeding as he does from word and concept? Albeit musical tragedy likewise avails itself of the word, it is at the same time able to place alongside thereof its basis and source, and can make the unfolding of the word, from within outwards, obvious to us.

BoT Volume One, §21 ¶8

Of the process just set forth, however, it could still be said as decidedly that it is only a glorious appearance, namely the afore-mentioned Apollonian illusion, through the influence of which we are to be delivered from the Dionysian obtrusion and excess. In point of fact, the relation of music to drama is precisely the reverse; music is the adequate idea of the world, drama is but the reflex of this idea, a detached umbrage thereof. The identity between the line of melody and the lining form, between the harmony and the character-relations of this form, is true in a sense antithetical to what one would suppose on the contemplation of musical tragedy. We may agitate and enliven the form in the most conspicuous manner, and enlighten it from within, but it still continues merely phenomenon, from which there is no bridge to lead us into the true reality, into the heart of the world. Music, however, speaks out of this heart; and though countless phenomena of the kind might be passing manifestations of this music, they could never exhaust its essence, but would always be merely its externalised copies. Of course, as regards the intricate relation of music and drama, nothing can be explained, while all may be confused by the popular and thoroughly false antithesis of soul and body; but the unphilosophical crudeness of this antithesis seems to have become - who knows for what reasons - a readily accepted Article of Faith with our æstheticians, while they have learned nothing concerning an antithesis of phenomenon and thing-in-itself, or perhaps, for reasons equally unknown, have not cared to learn anything thereof.

BoT Volume One, §21 ¶9

Should it have been established by our analysis that the Apollonian element in tragedy has by means of its illusion gained a complete victory over the Dionysian primordial element of music, and has made music itself subservient to its end, namely, the highest and clearest elucidation of the drama, it would certainly be necessary to add the very important restriction: that at the most essential point this Apollonian illusion is dissolved and annihilated. The drama, which, by the aid of music, spreads out before us with such inwardly illumined distinctness in all its movements and figures, that we imagine we see the texture unfolding on the loom as the shuttle flies to and fro, - attains as a whole an effect which transcends all Apollonian artistic effects. In the collective effect of tragedy, the Dionysian gets the upper hand once more; tragedy ends with a sound which could never emanate from the realm of Apollonian art. And the Apollonian illusion is thereby found to be what it is, - the assiduous veiling during the performance of tragedy of the intrinsically Dionysian effect: which, however, is so powerful, that it finally forces the Apollonian drama itself into a sphere where it begins to talk with Dionysian wisdom, and even denies itself and its Apollonian conspicuousness. Thus then the intricate relation of the Apollonian and the Dionysian in tragedy must really be symbolised by a fraternal union of the two deities: Dionysus speaks the language of Apollo; Apollo, however, finally speaks the language of Dionysus; and so the highest goal of tragedy and of art in general is attained.

BoT Volume One, §22 ¶1

Let the attentive friend picture to himself purely and simply, according to his experiences, the effect of a true musical tragedy. I think I have so portrayed the phenomenon of this effect in both its phases that he will now be able to interpret his own experiences. For he will recollect that with regard to the myth which passed before him he felt himself exalted to a kind of omniscience, as if his visual faculty were no longer merely a surface faculty, but capable of penetrating into the interior, and as if he now saw before him, with the aid of music, the ebullitions of the will, the conflict of motives, and the swelling stream of the passions, almost sensibly visible, like a plenitude of actively moving lines and figures, and could thereby dip into the most tender secrets of unconscious emotions. While he thus becomes conscious of the highest exaltation of his instincts for conspicuousness and transfiguration, he nevertheless feels with equal definitiveness that this long series of Apollonian artistic effects still does not generate the blissful continuance in will-less contemplation which the plasticist and the epic poet, that is to say, the strictly Apollonian artists, produce in him by their artistic productions: to wit, the justification of the world of the individuatio attained in this contemplation, - which is the object and essence of Apollonian art. He beholds the transfigured world of the stage and nevertheless denies it. He sees before him the tragic hero in epic clearness and beauty, and nevertheless delights in his annihilation. He comprehends the incidents of the scene in all their details, and yet loves to flee into the incomprehensible. He feels the actions of the hero to be justified, and is nevertheless still more elated when these actions annihilate their originator. He shudders at the sufferings which will befall the hero, and yet anticipates therein a higher and much more overpowering joy. He sees more extensively and profoundly than ever, and yet wishes to be blind. Whence must we derive this curious internal dissension, this collapse of the Apollonian apex, if not from the Dionysian spell, which, though apparently stimulating the Apollonian emotions to their highest pitch, can nevertheless force this superabundance of Apollonian power into its service? Tragic myth is to be understood only as a symbolisation of Dionysian wisdom by means of the expedients of Apollonian art: the mythus conducts the world of phenomena to its boundaries, where it denies itself, and seeks to flee back again into the bosom of the true and only reality; where it then, like Isolde, seems to strike up its metaphysical swan-song: -

BoT Volume One, §22 ¶2

In des Wonnemeeres wogendem Schwall, in der Duft-Wellen tönendem Schall, in des Weltathems wehendem All - ertrinken - versinken unbewusst - höchste Lust!

BoT Volume One, §22 ¶3

We thus realise to ourselves in the experiences of the truly æsthetic hearer the tragic artist himself when he proceeds like a luxuriously fertile divinity of individuation to create his figures (in which sense his work can hardly be understood as an "imitation of nature") - and when, on the other hand, his vast Dionysian impulse then absorbs the entire world of phenomena, in order to anticipate beyond it, and through its annihilation, the highest artistic primal joy, in the bosom of the Primordial Unity. Of course, our æsthetes have nothing to say about this return in fraternal union of the two art-deities to the original home, nor of either the Apollonian or Dionysian excitement of the hearer, while they are indefatigable in characterising the struggle of the hero with fate, the triumph of the moral order of the world, or the disburdenment of the emotions through tragedy, as the properly Tragic: an indefatigableness which makes me think that they are perhaps not æsthetically excitable men at all, but only to be regarded as moral beings when hearing tragedy. Never since Aristotle has an explanation of the tragic effect been proposed, by which an æsthetic activity of the hearer could be inferred from artistic circumstances. At one time fear and pity are supposed to be forced to an alleviating discharge through the

BoT Volume One, §22 ¶4

serious procedure, at another time we are expected to feel elevated and inspired at the triumph of good and noble principles, at the sacrifice of the hero in the interest of a moral conception of things; and however certainly I believe that for countless men precisely this, and only this, is the effect of tragedy, it as obviously follows therefrom that all these, together with their interpreting æsthetes, have had no experience of tragedy as the highest art. The pathological discharge, the catharsis of Aristotle, which philologists are at a loss whether to include under medicinal or moral phenomena, recalls a remarkable anticipation of Goethe. "Without a lively pathological interest," he says, "I too have never yet succeeded in elaborating a tragic situation of any kind, and hence I have rather avoided than sought it. Can it perhaps have been still another of the merits of the ancients that the deepest pathos was with them merely æsthetic play, whereas with us the truth of nature must co-operate in order to produce such a work?" We can now answer in the affirmative this latter profound question after our glorious experiences, in which we have found to our astonishment in the case of musical tragedy itself, that the deepest pathos can in reality be merely æsthetic play: and therefore we are justified

BoT Volume One, §22 ¶5

in believing that now for the first time the proto-phenomenon of the tragic can be portrayed with some degree of success. He who now will still persist in talking only of those vicarious effects proceeding from ultra-æsthetic spheres, and does not feel himself raised above the pathologically-moral process, may be left to despair of his æsthetic nature: for which we recommend to him, by way of innocent equivalent, the interpretation of Shakespeare after the fashion of Gervinus, and the diligent search for poetic justice.

BoT Volume One, §22 ¶6

Thus with the re-birth of tragedy the æsthetic hearer is also born anew, in whose place in the theatre a curious quid pro quo was wont to sit with half-moral and half-learned pretensions, - the "critic." In his sphere hitherto everything has been artificial and merely glossed over with a semblance of life. The performing artist was in fact at a loss what to do with such a critically comporting hearer, and hence he, as well as the dramatist or operatic composer who inspired him, searched anxiously for the last remains of life in a being so pretentiously barren and incapable of enjoyment. Such "critics," however, have hitherto constituted the public; the student, the school-boy, yea, even the most harmless womanly creature, were already unwittingly prepared by education and by journals for a similar perception of works of art. The nobler natures among the artists counted upon exciting the moral-religious forces in such a public, and the appeal to a moral order of the world operated vicariously, when in reality some powerful artistic spell should have enraptured the true hearer. Or again, some imposing or at all events exciting tendency of the contemporary political and social world was presented by the dramatist with such vividness that the hearer could forget his critical exhaustion and abandon himself to similar emotions, as, in patriotic

BoT Volume One, §22 ¶7

or warlike moments, before the tribune of parliament, or at the condemnation of crime and vice: - an estrangement of the true aims of art which could not but lead directly now and then to a cult of tendency. But here there took place what has always taken place in the case of factitious arts, an extraordinary rapid depravation of these tendencies, so that for instance the tendency to employ the theatre as a means for the moral education of the people, which in Schiller's time was taken seriously, is already reckoned among the incredible antiquities of a surmounted culture. While the critic got the upper hand in the theatre and concert-hall, the journalist in the school, and the press in society, art degenerated into a topic of conversation of the most trivial kind, and æsthetic criticism was used as the cement of a vain, distracted, selfish and moreover piteously unoriginal sociality, the significance of which is suggested by the Schopenhauerian parable of the porcupines, so that there has never been so much gossip about art and so little esteem for it. But is it still possible to have intercourse with a man capable of conversing on Beethoven or Shakespeare? Let each answer this question according to his sentiments: he will at any rate show by his answer his conception of "culture,"

BoT Volume One, §22 ¶8

provided he tries at least to answer the question, and has not already grown mute with astonishment.

BoT Volume One, §22 ¶9

On the other hand, many a one more nobly and delicately endowed by nature, though he may have gradually become a critical barbarian in the manner described, could tell of the unexpected as well as totally unintelligible effect which a successful performance of Lohengrin, for example, exerted on him: except that perhaps every warning and interpreting hand was lacking to guide him; so that the incomprehensibly heterogeneous and altogether incomparable sensation which then affected him also remained isolated and became extinct, like a mysterious star after a brief brilliancy. He then divined what the æsthetic hearer is. In the sea of pleasure's Billowing roll, In the ether-waves Knelling and toll, In the world-breath's Wavering whole - To drown in, go down in - Lost in swoon - greatest boon!

BoT Volume One, §23 ¶1

He who wishes to test himself rigorously as to how he is related to the true æsthetic hearer, or whether he belongs rather to the community of the Socrato-critical man, has only to enquire sincerely concerning the sentiment with which he accepts the wonder represented on the stage: whether he feels his historical sense, which insists on strict psychological causality, insulted by it, whether with benevolent concession he as it were admits the wonder as a phenomenon intelligible to childhood, but relinquished by him, or whether he experiences anything else thereby. For he will thus be enabled to determine how far he is on the whole capable of understanding myth, that is to say, the concentrated picture of the world, which, as abbreviature of phenomena, cannot dispense with wonder. It is probable, however, that nearly every one, upon close examination, feels so disintegrated by the critico-historical spirit of our culture, that he can only perhaps make the former existence of myth credible to himself by learned means through intermediary abstractions. Without myth, however, every culture loses its healthy, creative natural power: it is only a horizon encompassed with myths which rounds off to unity a social movement. It is only by myth that all the powers of the imagination and of the Apollonian dream are freed from their random rovings. The mythical figures have to be the invisibly omnipresent genii, under the care of which the young soul grows to maturity, by the signs of which the man gives a meaning to his life and struggles: and the state itself knows no more powerful unwritten law than the mythical foundation which vouches for its connection with religion and its growth from mythical ideas.

BoT Volume One, §23 ¶2

Let us now place alongside thereof the abstract man proceeding independently of myth, the abstract education, the abstract usage, the abstract right, the abstract state: let us picture to ourselves the lawless roving of the artistic imagination, not bridled by any native myth: let us imagine a culture which has no fixed and sacred primitive seat, but is doomed to exhaust all its possibilities, and has to nourish itself wretchedly from the other cultures - such is the Present, as the result of Socratism, which is bent on the destruction of myth. And now the myth-less man remains eternally hungering among all the bygones, and digs and grubs for roots, though he have to dig for them even among the remotest antiquities. The stupendous historical exigency of the unsatisfied modern culture, the gathering around one of countless other cultures, the consuming desire for knowledge - what does all this point to, if not to the loss of myth, the loss of the mythical home, the mythical source? Let us ask ourselves whether the feverish and so uncanny stirring of this culture is aught but the eager seizing and snatching at food of the hungerer - and who would care to contribute anything more to a culture which cannot be appeased by all it devours, and in contact with which the most vigorous and wholesome nourishment is wont to change into "history and criticism"?

BoT Volume One, §23 ¶3

We should also have to regard our German character with despair and sorrow, if it had already become inextricably entangled in, or even identical with this culture, in a similar manner as we can observe it to our horror to be the case in civilised France; and that which for a long time was the great advantage of France and the cause of her vast preponderance, to wit, this very identity of people and culture, might compel us at the sight thereof to congratulate ourselves that this culture of ours, which is so questionable, has hitherto had nothing in common with the noble kernel of the character of our people. All our hopes, on the contrary, stretch out longingly towards the perception that beneath this restlessly palpitating civilised life and educational convulsion there is concealed a glorious, intrinsically healthy, primeval power, which, to be sure, stirs vigorously only at intervals in stupendous moments, and then dreams on again in view of a future awakening. It is from this abyss that the German Reformation came forth: in the choral-hymn of which the future melody of German music first resounded. So deep, courageous, and soul-breathing, so exuberantly good and tender did this chorale of Luther sound, - as the first Dionysian-luring call which breaks forth from dense thickets at the approach of spring. To it responded with emulative echo the solemnly wanton procession of Dionysian revellers, to whom we are indebted for German music - and to whom we shall be indebted for the re-birth of German myth.

BoT Volume One, §23 ¶4

I know that I must now lead the sympathising and attentive friend to an elevated position of lonesome contemplation, where he will have but few companions, and I call out encouragingly to him that we must hold fast to our shining guides, the Greeks. For the rectification of our æsthetic knowledge we previously borrowed from them the two divine figures, each of which sways a separate realm of art, and concerning whose mutual contact and exaltation we have acquired a notion through Greek tragedy. Through a remarkable disruption of both these primitive artistic impulses, the ruin of Greek tragedy seemed to be necessarily brought about: with which process a degeneration and a transmutation of the Greek national character was strictly in keeping, summoning us to earnest reflection as to how closely and necessarily art and the people, myth and custom, tragedy and the state, have coalesced in their bases. The ruin of tragedy was at the same time the ruin of myth. Until then the Greeks had been involuntarily compelled immediately to associate all experiences with their myths, indeed they had to comprehend them only through this association: whereby even the most immediate present necessarily appeared to them sub specie æterni and in a certain sense as timeless. Into this current of the timeless, however, the state as well as

BoT Volume One, §23 ¶5

art plunged in order to find repose from the burden and eagerness of the moment. And a people - for the rest, also a man - is worth just as much only as its ability to impress on its experiences the seal of eternity: for it is thus, as it were, desecularised, and reveals its unconscious inner conviction of the relativity of time and of the true, that is, the metaphysical significance of life. The contrary happens when a people begins to comprehend itself historically and to demolish the mythical bulwarks around it: with which there is usually connected a marked secularisation, a breach with the unconscious metaphysics of its earlier existence, in all ethical consequences. Greek art and especially Greek tragedy delayed above all the annihilation of myth: it was necessary to annihilate these also to be able to live detached from the native soil, unbridled in the wilderness of thought, custom, and action. Even in such circumstances this metaphysical impulse still endeavours to create for itself a form of apotheosis (weakened, no doubt) in the Socratism of science urging to life: but on its lower stage this same impulse led only to a feverish search, which gradually merged into a pandemonium of myths and superstitions accumulated from all quarters: in the midst of which, nevertheless, the Hellene sat with a yearning heart

BoT Volume One, §23 ¶6

till he contrived, as Græculus, to mask his fever with Greek cheerfulness and Greek levity, or to narcotise himself completely with some gloomy Oriental superstition.

BoT Volume One, §23 ¶7

We have approached this condition in the most striking manner since the reawakening of the Alexandro - Roman antiquity in the fifteenth century, after a long, not easily describable, interlude. On the heights there is the same exuberant love of knowledge, the same insatiate happiness of the discoverer, the same stupendous secularisation, and, together with these, a homeless roving about, an eager intrusion at foreign tables, a frivolous deification of the present or a dull senseless estrangement, all sub speci sæculi, of the present time: which same symptoms lead one to infer the same defect at the heart of this culture, the annihilation of myth. It seems hardly possible to transplant a foreign myth with permanent success, without dreadfully injuring the tree through this transplantation: which is perhaps occasionally strong enough and sound enough to eliminate the foreign element after a terrible struggle; but must ordinarily consume itself in a languishing and stunted condition or in sickly luxuriance. Our opinion of the pure and vigorous kernel of the German being is such that we venture to expect of it, and only of it, this elimination of forcibly ingrafted foreign elements, and we deem it possible that the German spirit will reflect anew on itself. Perhaps many a one will be of opinion that this spirit must begin its struggle with the elimination of the Romanic element: for which it might recognise an external preparation and encouragement in the victorious bravery and bloody glory of the late war, but must seek the inner constraint in the emulative zeal to be for ever worthy of the sublime protagonists on this path, of Luther as well as our great artists and poets. But let him never think he can fight such battles without his household gods, without his mythical home, without a "restoration" of all German things I And if the German should look timidly around for a guide to lead him back to his long-lost home, the ways and paths of which he knows no longer - let him but listen to the delightfully luring call of the Dionysian bird, which hovers above him, and would fain point out to him the way thither.

BoT Volume One, §24 ¶1

Among the peculiar artistic effects of musical tragedy we had to emphasise an Apollonian illusion, through which we are to be saved from immediate oneness with the Dionysian music, while our musical excitement is able to discharge itself on an Apollonian domain and in an interposed visible middle world. It thereby seemed to us that precisely through this discharge the middle world of theatrical procedure, the drama generally, became visible and intelligible from within in a degree unattainable in the other forms of Apollonian art: so that here, where this art was as it were winged and borne aloft by the spirit of music, we had to recognise the highest exaltation of its powers, and consequently in the fraternal union of Apollo and Dionysus the climax of the Apollonian as well as of the Dionysian artistic aims.

BoT Volume One, §24 ¶2

Of course, the Apollonian light-picture did not, precisely with this inner illumination through music, attain the peculiar effect of the weaker grades of Apollonian art. What the epos and the animated stone can do - constrain the contemplating eye to calm delight in the world of the individuatio - could not be realised here, notwithstanding the greater animation and distinctness. We contemplated the drama and penetrated with piercing glance into its inner agitated world of motives - and yet it seemed as if only a symbolic picture passed before us, the profoundest significance of which we almost believed we had divined, and which we desired to put aside like a curtain in order to behold the original behind it. The greatest distinctness of the picture did not suffice us: for it seemed to reveal as well as veil something; and while it seemed, with its symbolic revelation, to invite the rending of the veil for the disclosure of the mysterious background, this illumined all-conspicuousness itself enthralled the eye and prevented it from penetrating more deeply He who has not experienced this, - to have to view, and at the same time to have a longing beyond the viewing, - will hardly be able to conceive how clearly and definitely these two processes coexist in the contemplation of tragic myth and are felt to be conjoined; while the truly æsthetic spectators will confirm my assertion that among the peculiar effects of tragedy this conjunction is the most noteworthy. Now let this phenomenon of the æsthetic spectator be transferred to an analogous process in the tragic artist, and the genesis of tragic myth will have been understood. It shares with the Apollonian sphere of art the full delight in appearance and contemplation, and at the same time it denies this delight and finds a still higher satisfaction in the annihilation of the visible world of appearance. The substance of tragic myth is first of all an epic event involving the glorification of the fighting hero: but whence originates the essentially enigmatical trait, that the suffering in the fate of the hero, the most painful victories, the most agonising contrasts of motives, in short, the exemplification of the wisdom of Silenus, or, æsthetically expressed, the Ugly and Discordant, is always represented anew in such countless forms with such predilection, and precisely in the most youthful and exuberant age of a people, unless there is really a higher delight experienced in all this?

BoT Volume One, §24 ¶3

For the fact that things actually take such a tragic course would least of all explain the origin of a form of art; provided that art is not merely an imitation of the reality of nature, but in truth a metaphysical supplement to the reality of nature, placed alongside thereof for its conquest. Tragic myth, in so far as it really belongs to art, also fully participates in this transfiguring metaphysical purpose of art in general: What does it transfigure, however, when it presents the phenomenal world in the guise of the suffering hero? Least of all the "reality" of this phenomenal world, for it says to us: "Look at this! Look carefully! It is your life! It is the hour-hand of your clock of existence!"

BoT Volume One, §24 ¶4

And myth has displayed this life, in order thereby to transfigure it to us? If not, how shall we account for the æsthetic pleasure with which we make even these representations pass before us? I am inquiring concerning the æsthetic pleasure, and am well aware that many of these representations may moreover occasionally create even a moral delectation, say under the form of pity or of a moral triumph. But he who would derive the effect of the tragic exclusively from these moral sources, as was usually the case far too long in æsthetics, let him not think that he has done anything for Art thereby; for Art must above all insist on purity in her domain. For the explanation of tragic myth the very first requirement is that the pleasure which characterises it must be sought in the purely æsthetic sphere, without encroaching on the domain of pity, fear, or the morally-sublime. How can the ugly and the discordant, the substance of tragic myth, excite an æsthetic pleasure?

BoT Volume One, §24 ¶5

Here it is necessary to raise ourselves with a daring bound into a metaphysics of Art. I repeat, therefore, my former proposition, that it is only as an æsthetic phenomenon that existence and the world, appear justified: and in this sense it is precisely the function of tragic myth to convince us that even the Ugly and Discordant is an artistic game which the will, in the eternal fulness of its joy, plays with itself. But this not easily comprehensible proto-phenomenon of Dionysian Art becomes, in a direct way, singularly intelligible, and is immediately apprehended in the wonderful significance of musical dissonance: just as in general it is music alone, placed in contrast to the world, which can give us an idea as to what is meant by the justification of the world as an æsthetic phenomenon. The joy that the tragic myth excites has the same origin as the joyful sensation of dissonance in music. The Dionysian, with its primitive joy experienced in pain itself, is the common source of music and tragic myth.

BoT Volume One, §24 ¶6

Is it not possible that by calling to our aid the musical relation of dissonance, the difficult problem of tragic effect may have meanwhile been materially facilitated? For we now understand what it means to wish to view tragedy and at the same time to have a longing beyond the viewing: a frame of mind, which, as regards the artistically employed dissonance, we should simply have to characterise by saying that we desire to hear and at the same time have a longing beyond the hearing. That striving for the infinite, the pinion-flapping of longing, accompanying the highest delight in the clearly-perceived reality, remind one that in both states we have to recognise a Dionysian phenomenon, which again and again reveals to us anew the playful up-building and demolishing of the world of individuals as the efflux of a primitive delight, in like manner as when Heraclitus the Obscure compares the world-building power to a playing child which places stones here and there and builds sandhills only to overthrow them again.

BoT Volume One, §24 ¶7

Hence, in order to form a true estimate of the Dionysian capacity of a people, it would seem that we must think not only of their music, but just as much of their tragic myth, the second witness of this capacity. Considering this most intimate relationship between music and myth, we may now in like manner suppose that a degeneration and depravation of the one involves a deterioration of the other: if it be true at all that the weakening of the myth is generally expressive of a debilitation of the Dionysian capacity. Concerning both, however, a glance at the development of the German genius should not leave us in any doubt; in the opera just as in the abstract character of our myth-less existence, in an art sunk to pastime just as in a life guided by concepts, the inartistic as well as life-consuming nature of Socratic optimism had revealed itself to us. Yet there have been indications to console us that nevertheless in some inaccessible abyss the German spirit still rests and dreams, undestroyed, in glorious health, profundity, and Dionysian strength, like a knight sunk in slumber: from which abyss the Dionysian song rises to us to let us know that this German knight even still dreams his primitive Dionysian myth in blissfully earnest visions. Let no one believe that the German spirit has for ever lost its mythical home when it still understands so obviously the voices of the birds which tell of that home. Some day it will find itself awake in all the morning freshness of a deep sleep: then it will slay the dragons, destroy the malignant dwarfs, and waken Brünnhilde - and Wotan's spear itself will be unable to obstruct its course!

BoT Volume One, §24 ¶8

My friends, ye who believe in Dionysian music, ye know also what tragedy means to us. There we have tragic myth, born anew from music, - and in this latest birth ye can hope for everything and forget what is most afflicting. What is most afflicting to all of us, however, is - the prolonged degradation in which the German genius has lived estranged from house and home in the service of malignant dwarfs. Ye understand my allusion - as ye will also, in conclusion, understand my hopes.

BoT Volume One, §25 ¶1

Music and tragic myth are equally the expression of the Dionysian capacity of a people, and are inseparable from each other. Both originate in an ultra Apollonian sphere of art; both transfigure a region in the delightful accords of which all dissonance, just like the terrible picture of the world, dies charmingly away; both play with the sting of displeasure, trusting to their most potent magic; both justify thereby the existence even of the "worst world." Here the Dionysian, as compared with the Apollonian, exhibits itself as the eternal and original artistic force, which in general calls into existence the entire world of phenomena: in the midst of which a new transfiguring appearance becomes necessary, in order to keep alive the animated world of individuation. If we could conceive an incarnation of dissonance - and what is man but that? - then, to be able to live this dissonance would require a glorious illusion which would spread a veil of beauty over its peculiar nature. This is the true function of Apollo as deity of art: in whose name we comprise all the countless manifestations of the fair realm of illusion, which each moment render life in general worth living and make one impatient for the experience of the next moment.

BoT Volume One, §25 ¶2

At the same time, just as much of this basis of all existence - the Dionysian substratum of the world - is allowed to enter into the consciousness of human beings, as can be surmounted again by the Apollonian transfiguring power, so that these two art-impulses are constrained to develop their powers in strictly mutual proportion, according to the law of eternal justice. When the Dionysian powers rise with such vehemence as we experience at present, there can be no doubt that, veiled in a cloud, Apollo has already descended to us; whose grandest beautifying influences a coming generation will perhaps behold.

BoT Volume One, §25 ¶3

That this effect is necessary, however, each one would most surely perceive by intuition, if once he found himself carried back - even in a dream - into an Old-Hellenic existence. In walking under high Ionic colonnades, looking upwards to a horizon defined by clear and noble lines, with reflections of his transfigured form by his side in shining marble, and around him solemnly marching or quietly moving men, with harmoniously sounding voices and rhythmical pantomime, would he not in the presence of this perpetual influx of beauty have to raise his hand to Apollo and exclaim: "Blessed race of Hellenes! How great Dionysus must be among you, when the Delian god deems such charms necessary to cure you of your dithyrambic madness!" - To one in this frame of mind, however, an aged Athenian, looking up to him with the sublime eye of Æschylus, might answer: "Say also this, thou curious stranger: what sufferings this people must have undergone, in order to be able to become thus beautiful! But now follow me to a tragic play, and sacrifice with me in the temple of both the deities!" APPENDIX.

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[Late in the year 1888, not long before he was overcome by his sudden attack of insanity, Nietzsche wrote down a few notes concerning his early work, the Birth of Tragedy. These were printed in his sister's biography (Das Leben Friedrich Nietzsches, vol. ii. pt. i. pp. 102 ff.), and are here translated as likely to be of interest to readers of this remarkable work. They also appear in the Ecce Homo. - TRANSLATOR'S NOTE.]

BoT Volume One, §25 ¶5

"To be just to the Birth of Tragedy(1872), one will have to forget some few things. It has wrought effects, it even fascinated through that wherein it was amiss - through its application to Wagnerism, just as if this Wagnerism were symptomatic of a rise and going up. And just on that account was the book an event in Wagner's life: from thence and only from thence were great hopes linked to the name of Wagner. Even to-day people remind me, sometimes right in the midst of a talk on Parsifal, that I and none other have it on my conscience that such a high opinion of the cultural value of this movement came to the top. More than once have I found the book referred to as 'the Re-birth of Tragedy out of the Spirit of Music': one only had an ear for a new formula of Wagner's art, aim, task, - and failed to hear withal what was at bottom valuable therein. 'Hellenism and Pessimism' had been a more unequivocal title: namely, as a first lesson on the way in which the Greeks got the better of pessimism, - on the means whereby they overcame it. Tragedy simply proves that the Greeks were no pessimists: Schopenhauer was mistaken here as he was mistaken in all other things. Considered with some neutrality, the _Birth of

BoT Volume One, §25 ¶6

Tragedy_ appears very unseasonable: one would not even dream that it was begun amid the thunders of the battle of Wörth. I thought these problems through and through before the walls of Metz in cold September nights, in the midst of the work of nursing the sick; one might even believe the book to be fifty years older. It is politically indifferent - un-German one will say to-day, - it smells shockingly Hegelian, in but a few formulæ does it scent of Schopenhauer's funereal perfume. An 'idea' - the antithesis of 'Dionysian versus Apollonian' - translated into metaphysics; history itself as the evolution of this 'idea'; the antithesis dissolved into oneness in Tragedy; through this optics things that had never yet looked into one another's face, confronted of a sudden, and illumined and comprehended through one another: for instance, Opera and Revolution. The two decisive innovations of the book are, on the one hand, the comprehension of the Dionysian phenomenon among the Greeks (it gives the first psychology thereof, it sees therein the One root of all Grecian art); on the other, the comprehension of Socratism: Socrates diagnosed for the first time as the tool of Grecian dissolution, as a typical decadent. 'Rationality' against instinct! 'Rationality' at any price as a dangerous, as a life-undermining force! Throughout the whole book a deep hostile silence on Christianity: it is

BoT Volume One, §25 ¶7

neither Apollonian nor Dionysian; it negatives all æsthetic values (the only values recognised by the Birth of Tragedy), it is in the widest sense nihilistic, whereas in the Dionysian symbol the utmost limit of affirmation is reached. Once or twice the Christian priests are alluded to as a 'malignant kind of dwarfs,' as 'subterraneans.'"

BoT Volume One, §2

"This beginning is singular beyond measure. I had for my own inmost experience discovered the only symbol and counterpart of history, - I had just thereby been the first to grasp the wonderful phenomenon of the Dionysian. And again, through my diagnosing Socrates as a decadent, I had given a wholly unequivocal proof of how little risk the trustworthiness of my psychological grasp would run of being weakened by some moralistic idiosyncrasy - to view morality itself as a symptom of decadence is an innovation, a novelty of the first rank in the history of knowledge. How far I had leaped in either case beyond the smug shallow-pate-gossip of optimism contra pessimism! I was the first to see the intrinsic antithesis: here, the degenerating instinct which, with subterranean vindictiveness, turns against life (Christianity, the philosophy of Schopenhauer, in a certain sense already the philosophy of Plato, all idealistic systems as typical forms), and there, a formula of highest affirmation, born of fullness and overfullness, a yea-saying without reserve to suffering's self, to guilt's self, to all that is questionable and strange in existence itself. This final, cheerfullest, exuberantly mad-and-merriest Yea to life is not only the highest insight, it is also the deepest, it is that which is most rigorously confirmed and upheld by truth and science. Naught that is, is to be deducted, naught is dispensable; the phases of existence rejected by the Christians and other nihilists are even of an infinitely higher order in the hierarchy of values than that which the instinct of decadence sanctions, yea durst sanction. To comprehend this courage is needed, and, as a condition thereof, a surplus of strength: for precisely in degree as courage dares to thrust forward, precisely according to the measure of strength, does one approach truth. Perception, the yea-saying to reality, is as much a necessity to the strong as to the weak, under the inspiration of weakness, cowardly shrinking, and flight from reality - the 'ideal.' ... They are not free to perceive: the decadents have need of the lie, - it is one of their conditions of self-preservation. Whoso not only comprehends the word Dionysian, but also grasps his self in this word, requires no refutation of Plato or of Christianity or of Schopenhauer - he smells the putrefaction."

BoT Volume One, §3 ¶1

"To what extent I had just thereby found the concept 'tragic,' the definitive perception of the psychology of tragedy, I have but lately stated in the Twilight of the Idols, page 139 (1st edit.): 'The affirmation of life, even in its most unfamiliar and severe problems, the will to life, enjoying its own inexhaustibility in the sacrifice of its highest types, - that is what I called Dionysian, that is what I divined as the bridge to a psychology of the tragic poet. Not in order to get rid of terror and pity, not to purify from a dangerous passion by its vehement discharge (it was thus that Aristotle misunderstood it); but, beyond terror and pity, to realise in fact the eternal delight of becoming, that delight which even involves in itself the joy of annihilating! In this sense I have the right to understand myself to be the first tragic philosopher - that is, the utmost antithesis and antipode to a pessimistic philosopher. Prior to myself there is no such translation of the Dionysian into the philosophic pathos: there lacks the tragic wisdom, - I have sought in vain for an indication thereof even among the great Greeks of philosophy, the thinkers of the two centuries before Socrates. A doubt still possessed me as touching Heraclitus, in whose proximity I in general begin to feel warmer and better than anywhere else. The affirmation of transiency and annihilation, to wit the decisive factor in a Dionysian philosophy, the yea-saying to antithesis and war, to becoming, with radical rejection even of the concept 'being,' - that I must directly acknowledge as, of all thinking hitherto, the nearest to my own. The doctrine of 'eternal recurrence,' that is, of the unconditioned and infinitely repeated cycle of all things - this doctrine of Zarathustra's might after all have been already taught by Heraclitus. At any rate the portico which inherited well-nigh all its fundamental conceptions from Heraclitus, shows traces thereof."

BoT Volume One, §4 ¶1

"In this book speaks a prodigious hope. In fine, I see no reason whatever for taking back my hope of a Dionysian future for music. Let us cast a glance a century ahead, let us suppose my assault upon two millenniums of anti-nature and man-vilification succeeds! That new party of life which will take in hand the greatest of all tasks, the upbreeding of mankind to something higher, - add thereto the relentless annihilation of all things degenerating and parasitic, will again make possible on earth that too-much of life, from which there also must needs grow again the Dionysian state. I promise a tragic age: the highest art in the yea-saying to life, tragedy, will be born anew, when mankind have behind them the consciousness of the hardest but most necessary wars, without suffering therefrom. A psychologist might still add that what I heard in my younger years in Wagnerian music had in general naught to do with Wagner; that when I described Wagnerian music I described what I had heard, that I had instinctively to translate and transfigure all into the new spirit which I bore within myself...." Mr. Common's translation, pp. 227-28. Greek: στοά. TRANSLATOR'S NOTE.

BoT Volume One, §4 ¶2

While the translator flatters himself that this version of Nietzsche's early work - having been submitted to unsparingly scrutinising eyes - is not altogether unworthy of the original, he begs to state that he holds twentieth-century English to be a rather unsatisfactory vehicle for philosophical thought. Accordingly, in conjunction with his friend Dr. Ernest Lacy, he has prepared a second, more unconventional translation, - in brief, a translation which will enable one whose knowledge of English extends to, say, the period of Elizabeth, to appreciate Nietzsche in more forcible language, because the language of a stronger age. It is proposed to provide this second translation with an appendix, containing many references to the translated writings of Wagner and Schopenhauer; to the works of Pater, Browning, Burckhardt, Rohde, and others, and a summmary and index. For help in preparing the present translation, the translator wishes to express his thanks to his friends Dr. Ernest Lacy, Litt.D.; Dr. James Waddell Tupper, Ph.D.; Prof. Harry Max Ferren; Mr. James M'Kirdy, Pittsburg; and Mr. Thomas Common, Edinburgh. WILLIAM AUGUST HAUSSMANN, A.B., Ph.D.